Securities Law: Issuance, Representation & Litigation
In the mist of a bear market, investors discover that misrepresentations, fraud,
breaches of fiduciary duties as well as incompetency by investment professionals,
who often have their best interests ahead of the investor's, has created substantial
losses to the investors. If you have been victimized by inferior investment advice,
The Marsalese Law Group may be able to help recover some or all of the investment
losses.
The Marsalese Law Group has one of the leading securities and shareholder litigation
practices and is recognized as a leader in the fight against securities fraud. The
Marsalese Law Group has been appointed as lead counsel in class action and other
securities related litigation, defining the parameters of the Private Securities
Litigation Reform Act of 1995; the application of the antifraud provisions of the
Securities Exchange Act of 1934; and the liability provisions of the Securities
Act of 1933. Courts that appoint The Marsalese Law Group to lead roles in complex
litigation have recognized the firm's reputation for excellence on repeated occasions.
The Marsalese Law Group is equally prominent in other types of shareholder litigation;
we represent individuals, officers, directors and companies in shareholder related
cases, including derivative actions, breach of fiduciary duty and corporate governance
issues. The Securities Law Practice Section of The Marsalese Law Group focuses on
private and public securities offerings, reporting companies, stock-based mergers
and acquisitions, financings of emerging-growth companies and other corporate finance
transactions. The Marsalese Law Group has represented private and public companies,
broker/dealers, investment advisors, start-ups, emerging-growth companies; angel
investors. The Marsalese Law Group has a tremendous breadth of experience and sophistication
that crosses all facets of securities litigation. The firm's securities practice
includes regulation, compliance and enforcement issues, as well as internal investigations,
professional liability, and white-collar crime.
The Marsalese Law Group is also active in major securities arbitrations before the
New York Stock Exchange, the National Association of Securities Dealers and other
self-regulatory organizations.
Class Actions
The Marsalese Law Group specializes in the prosecution of securities class actions.
The Marsalese Law Group has represented thousands of clients in securities class
actions. Many of the investor claims involve actions against company officers and
directors.
Broker/Dealer Compliance
A specialized area of securities law is the representation of broker/dealer firms.
These firms must comply with a myriad of statutes, rules and regulations promulgated
and administered by the SEC, the NASD, the NYSE, and SIPC. For over 20 years, The
Marsalese Law Group, has assisted in the establishment of new broker/dealer firms,
and has advised existing firms on the many legal compliance issues that arise on
a daily basis. At the Marsalese Law Group, we have represented broker/dealer firms
and registered representative faced with SEC, NASD and investor enforcement actions.
Investment Advisors
Another specialized area of securities law is the representation of registered investment
advisors. At the Marsalese Law Group, we advise clients of all sizes and in all
stages of development, from inception and initial registration through termination.
The Marsalese Law Group has assisted numerous advisors in responding to the SEC
and other regulatory agencies.
The Marsalese Law Group’s Securities Law Practice offers the full range of experience
in all aspects of the federal and state securities laws and is committed to working
with its clients to achieve their goals.
For information on our securities law practice and how The Marsalese Law Group can
provide professional, effective, and efficient legal advice, contact us anytime
at (248) 350-9370 or info@marsalese.com.